Securities Act of 1933
Law designed to ensure that investors are provided with material information about new issues of securities offered for sale to the public.
An investor satisfying the definition promulgated by the SEC in Rule 501 of Regulation D under the 1933 Act.
Learn more about the various aspects of state laws and how they intersect with municipal securities.
Law designed to ensure that investors are provided with material information about new issues of securities offered for sale to the public.
An investor satisfying the definition promulgated by the SEC in Rule 144A under the 1933 Act.
A type of private activity bond (PAB) permitted under Section 144(a) of the Code of under $1,000,000 in face value to finance certain projects relating to manufacturing facilities.