Securities Law and Disclosure Committee (SLDC)

Comments in response to the U.S. Securities and Exchange Commission’s Paperwork Reduction Review of burdens associated with the application of Rule 15c-12.

Comments in response to the joint data standards proposed by several financial regulators per the Financial Data Transparency Act (FDTA).

Legislation passed at the end of 2022 to apply data standards to information submitted to and managed by several financial regulators, including the MSRB.

This panel will include practitioners and securities regulators discussing the most pressing federal securities law issues facing the municipal bond market, with a focus on how to implement practical and…

A discussion session on NABL’s newest report examining legal considerations pertaining to risk factors disclosure was held on August 23, 2023.

Join the Securities Law and Disclosure Committee (SLDC) on August 23 for a discussion session on NABL’s newest report examining legal considerations pertaining to risk factors disclosure.

What are the debt ceiling and federal downgrades, and what do they mean for municipal bonds.

Comments submitted by a NABL-led coalition in response to the SEC’s request for comments on its proposed rule “Prohibition Against Conflicts of Interest in Certain Securitizations.”

Member-exclusive webinar and open discussion on the Financial Data Transparency Act (FDTA).

An essential check on federal overreach into state and local sovereignty.

Environmental, Social, and Governance factors in the context of the municipal market.

Coalition letter from the Disclosure Industry Group (DIG), including NABL, that outlines various concerns pertaining to Section 203 of the Financial Data Transparency Act (FDTA).